Tom Griffin brings over five decades of experience in retail and institutional investment management to his role as Senior Portfolio Manager at SlateStone Wealth. Tom’s extensive background in stock selection with an emphasis on financials brings added value as he serves the firm’s Investment Policy Committee and custom equity research team.
Prior to joining SlateStone and over a 14-year period, Tom was with Wells Fargo Advisors as First Vice President creating bespoke investment portfolios to meet client’s personalized objectives. He also previously held the role of Vice President, Sales at UBS working with private clients. His 13 year tenure at Coburn & Meredith included responsibility for investment banking, market making, and as Options Principal and Compliance Officer. While at UBS and Coburn, Tom also participated in several mutual bank conversion offerings on behalf of his clients and in the underwriting process.
Tom has held additional roles in the financial services industry including as a branch manager at Shearson Lehman and in oversight and supervisory roles with Advest. His close business relationship over many years with two of SlateStone’s partners, Dan Devine and Kimberly Pierce eventually lead him to SlateStone where he can continue a history of customizing investment portfolios for his long-time clientele and ensure a succession with a firm with a like-minded investment philosophy and style.
Tom has two grown sons, one who is an animal sanctuary manager in the Alaskan wilderness where he works with grizzly bears and the other is in Oregon as a forest ranger carrying on Tom’s love of nature. Tom is a true outdoorsman and enjoys running, skiing, golfing and hiking.
